RSM

AML and regulatory compliance winter 2018 webcast series: New year brings significant changes to HMDA guidelines

Tuesday, Feb. 13, 2018
1 p.m. EST | Noon CST | 11 a.m. MST | 10 a.m. PST
60 minutes

Join RSM as we review the most significant changes to the Home Mortgage Disclosure Act (HMDA) since its passage in 1975. On Jan. 1, 2018, the most substantial expansion of data reporting requirements went into effect, causing financial institutions to make adjustments at each line of business. Our webcast will detail the HMDA requirement changes your institution needs to be aware of and also prompt you to ask the relevant questions of your updated implementation plan with regard to:


  • System readiness
  • Staff training
  • Data training and validity testing
  • Post-closing events

By focusing on more expansive data reporting and analysis, the new HMDA guidelines increase visibility for regulators, aiming to enhance fair lending practices and ensure that community housing needs are met. Staying in front of these changes and identifying gaps or risk areas to remain complaint with HMDA data collection requirements is essential to avoid potential enforcement actions.

Presenters

Rob Farling, Director, Risk Advisory Services, RSM US LLP
Rob Farling is a director with RSM’s risk advisory services practice. He has more than 12 years of experience working with financial institutions on regulatory and risk management issues, with a focus on Bank Secrecy Act (BSA), anti-money laundering (AML) and sanctions.

Julia De France, Director, Risk Advisory Services, RSM US LLP
Julia is the leader of RSM’s Central Region AML and regulatory compliance practice. Julia and her team provide a wide range of compliance consulting services to clients related to consumer regulatory compliance, fair lending and AML/BSA.

Tisha Stelken, Manager, Risk Advisory Services, RSM US LLP
Tisha provides a wide range of compliance, fair lending and BSA consulting services to clients in various states throughout the Midwest. Tisha has over 12 years of experience working with financial institutions. Tisha specializes in regulatory compliance, BSA/AML, ACH and fair lending. In addition, she performs Home Mortgage Disclosure Act and Community Reinvestment Act/Loan Application Register scrubs.


Who should attend?
Compliance officers, lending officers, consumer compliance professionals and risk management personnel

Learning objectives
By the end of this course, participants will be able to interpret significant HMDA changes and their impact to the reporting standards for financial institutions. They will also be able to discuss the cross-institutional changes needed to ensure new reporting standards and compliance is met moving forward.

Cost
Complimentary

Questions?
Email us or call +1 800 274 3978.

CPE credit available
RSM US LLP is pleased to offer one CPE credit for attending this webcast. To qualify, you must log in to the webcast and provide your first name, last name and email address. You must remain logged in for a minimum of 50 minutes and answer 75 percent of the polling questions to receive credit. For more information regarding administrative policies, such as refunds, cancellations and complaints, please contact us.

RSM US LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

Advance preparation: None | Program level: Basic | Prerequisites: None | Delivery method: Virtual group live
Field of study: Regulatory ethics | CPE: One credit