Timely Insights on SBIC Trends

Wednesday, Jan. 23, 2019
Noon–7:30 p.m. EST

Register now for our upcoming conference which will highlight small business investment company (SBIC) trends. The event offers an opportunity to network with colleagues and discover the latest trends on matters facing SBICs today.

Topics include:

  • Licensing and fund formation
  • Fund succession planning and governance
  • Small Business Investor Alliance legislative update
  • Small Business Administration (SBA) reporting, compliance, accounting, tax and distribution planning
  • Limited partner panel

We hope you can join us!


Noon–1 p.m. Registration and lunch
1–1:10 p.m. Welcome and overview
1:10–2 p.m. SBIC licensing and fund formation
2–2:50 p.m. SBIC operations
2:50–3 p.m. Break
3–3:30 p.m. Report from Washington
3:30–4:15 p.m. Succession planning
4:15–5:15 p.m. Tax issues affecting the private equity and SBIC market
5:15–6 p.m. Limited partner panel
6–7:30 p.m. Networking and cocktails

*Agenda subject to change

4 Times Square
151 W. 42nd St.
19th Floor
New York, NY 10036

Who should attend?
General partners, chief financial officers and controllers of SBIC funds, and other interested parties

Learning objectives
By the end of this presentation, participants will be able to:

  • Recognize the current tax issues affecting SBIC funds with emphasis on the newly enacted tax reform and IRC section 1202 small business stock tax benefits
  • Identify the accounting and operational aspects specific to SBIC funds
  • Assess the licensing process and SBA regulations as they relate to investments and fund restrictions
  • Provide information to SBIC funds about some of the key characteristics a prospective LP is looking for prior to investing in an SBIC fund



windton & Strawn LLP People's United Bank
Contact Sophie Schamp at +1 212 372 1074.

CPE credit available
RSM US LLP is pleased to offer 4.5 CPE credits for attending this event. To qualify, you must sign in at the registration desk. For more information regarding administrative policies, such as refunds, cancellations and complaints, please contact us.

RSM US LLP is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

Advance preparation: None | Program level: Intermediate | Prerequisites: None | Delivery method: Group live
Field of study: Tax, specialized knowledge and applications | CPE: Up to 4.5 credits

Registration for this event has closed.